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Getting Physicists to Invest in Caring, Not Killing: Who Takes Responsibility?

By Chanda Prescod-Weinstein | 01.30.08

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I. And you may ask yourself, well, how did I get here?

For eight and a half years now, I have ridden the tide of ample funding for “basic” research in physics and astronomy. From the well-funded Harvard Physics Department and the mostly Federally funded Harvard-Smithsonian Center for Astrophysics in Cambridge, MA to the National Science Foundation-funded Research Experience for Undergraduates hosted in the summers at the University of Chicago Department of Physics, I’ve never been wanting for funding to engage in research. By the time I was a twenty year old baccalaureate, I had cleaned up raw images of supernovae taken by Hubble, built a component for the Tevatron at Fermilab, observed masers (lasers in the radio frequencies) with the Very Large Array (featured in the film “Contact”), built lasers for Lene Hau’s slow-light experiments, assisted in the development of a theory about extrasolar planetary atmospheres and studied the structure of Active Galactic Nuclei (thought to be home to the universe’s most massive black holes).

In 2003, I arrived at UC Santa Cruz to begin a Phd in the Department of Astronomy and Astrophysics, and the department seemed to have more research money than students to give it to. There was an amazing array of research areas to choose from, all lead by top faculty in their respective fields. As far as I was concerned, I was in the money. But, I learned quickly that one cannot always assume that the money comes from savoury sources. During the introductory research tutorial, one faculty member bragged to us neophytes that one of the observatories managed at Santa Cruz would soon have a planet-finding telescope. How did they get the start-up money for it? He proudly told us, “We piggy-backed on one of Bush’s post-9/11 defense bills.” I am willing to concede that at least the money isn’t going to be spent on Iraq or Afghanistan. Still, it was hard for me to understand taking pride in a victory that was essentially shared with George Bush’s war machine.

This is not the only way Santa Cruz has touches bases with that realm. UCSC manages all of the University of California’s Observatories (UCO), including the Keck and Lick telescopes, which have been testing grounds for the civilian use of a military technology: adaptive optics (AO). Thanks to AO, ground-based telescopes can be just as powerful as the Hubble Space Telescope. UC Santa Cruz is now the headquarters of the National Science Foundation-funded Center for Adaptive Optics (CfAO), which has ties to Lawrence Livermore National Lab, a facility with a long history of weapons building. These ties are more than informal-–at least one member of the CfAO faculty has a cross appointment at Livermore. In essence, the continued development of AO is now a joint venture between civilian and military scientists.

5.jpgDoes that mean that we should stop doing research in adaptive optics? This is a question I was forced to ask as, more than once, astronomers from my department clashed with campus anti-war activists over the CfAO. I was caught in the middle. I grew up in a household where we did not watch GI Joe or play with guns because having the power to take someone’s life is not a game and not to be glorified. In February 1991, my family was outside of the Federal Building in downtown Los Angeles, protesting Bush Sr.’s Gulf War. On September 13, 2001, I was sitting in Phillips Brooks House, home to all community service organizations at Harvard, discussing how to oppose impending US military aggression against Afghanistan. On a cold day in March 2003, I spoke to thousands of people at Government Center in Boston about my opposition to the newly-begun war in Iraq. There is no question that I have consistently stood for investing in caring instead of killing.

And so had many of the astronomers around me. Conversation on the grad student e-mail list regularly turned to how strongly we felt that the wars, both of them, were wrong, to how strongly we all disliked Bush and how immensely dreadful America’s response to the fall of the Twin Towers was. The faculty were no different. At the daily morning coffee break, they regularly expressed their fears and anxieties about what was happening. In effect, these people were not (and are not) warmongers. They weren’t in a rush to “shock and awe the A-rabs.” They were people who loved looking up at night and being able to tell a true story about what they saw, people who thought lasers were fascinating, people who had an intuitive relationship with optics. Additionally, the vast majority of them were people who loved sharing this vision with the outside world: the CfAO’s extensive outreach programs from elementary school through undergraduate are impressive and well-supported by both grads and faculty in the Astronomy Department.

A particle physics experimentNaively, it seems like these are the sort of people we should celebrate: people who show passion for understanding the natural world and a desire to spread that joy and the hope that comes with understanding how small and insignificant and precious and unique we all are as a race and as individuals. But the activists had a point. The CfAO was a grey zone. Much as the astronomers might prefer their research to be entirely civilian and entirely useless to the military, most likely that isn’t the case.

Another tough lesson that I had to learn about funding was that it’s damn hard to get some if you’re not doing research that is considered “useful.” Although I’ve developed a sensibility about its meaning, the interpretation of the word in physics and astronomy research remains ambiguous. It seems to follow the tide of Congressional opinion about what should be supported. Traditionally this has meant research that it is in the “National Interest” to support. This is considered to be research that either:

A. gets us ahead by making us look cool in the reignited Cold War (a rhetoric now being applied to competition with China, and to some extent, the EU,) or

B. enhances our military prowess through better surveillance, better weapons, better planes, etc.

II. And we may ask ourselves, my God! What have we done?

Victims of HiroshimaIt’s impossible to talk about either option without mentioning the hideous blight on human history that is the atomic bomb and the Manhattan Project. In the wake of Hiroshima and Nagasaki, the awesome power of physicists to radically impact the world was recognized. The National Science Foundation (NSF), a Federal agency, was founded to provide funding for research in the “National Interest.” Because it had become clear that high energy physicists could provide their nation with new weapons, an infusion of money via the Department of Energy went into research on high energy physics. These researches lead us to tremendous developments in particle physics, thus contributing to our fundamental understanding of the universe.

The number of people (well, white men mostly) earning PhDs in physics swelled. Groups like the JASONS were formed by Manhattan project scientists and the Department of Defense, and physicists became an integral part of the state apparatus. Simultaneously, the Cold War raged on and astronomers found a deep well of funding in the newly formed National Aeronautics and Space Administration (NASA). Terrified that the Soviets might get to take over space first, the Eisenhower administration threw money at the space program. We’ve all heard about the space race, so I won’t get into the details. Needless to say, forty years later, the NSF and NASA are funding giants.

I hope at this stage the picture is becoming clear. The history of funding in physics and astronomy is fundamentally tied to the history of what Eisenhower termed the Military-Industrial Complex (MIC). And so far, I have talked about it in fairly calm, unaffected terms. This is something that we are trained to do in the academy, particularly in the sciences.

Still, what I have written about here is a highly emotional issue, not just for science’s victims but for scientists as well, one that I have shed many tears over. One that I have crawled into bed afraid to pick up my textbooks over. When I was ten, I knew that scientists had the potential to do evil, but I couldn’t help getting the Call. In the same way that some people must paint and others must play music, I just have to understand the amazing fact of this elegant relationship between mathematical descriptions and the reality of our world. For me it has remained a child-like love, and this is in part what has caused me tremendous pain.

Struggling with this has made me realize that the question, at this stage anyway, isn’t whether science is evil, but how the people doing it choose to use it. And that comes back to a question of values and choices. I’d like to think that if I were given the option of building an atomic weapon and never doing physics again, I’d quit. But I’m different: my parents, grandparents, and great-grandparents were all activists. I grew up thinking in fairly anti-capitalist terms, believing that nothing ever comes before people.

I learned something about this way of thinking, though. Generally speaking, it isn’t welcomed in the physics community. I receive accusations of being unfocused because faculty know I spend my free time on social justice struggles. My friends who go rock climbing or skiing in their free time don’t hear the same messages. I’ve been asked what is more important: my work with the National Society of Black Physicists or my research? Honestly, this is a crazy question. But to the world of physics, I am not cut out to be a physicist because I think it’s a crazy question.

Alfred Nobel experienced a tremendous sense of guilt that his invention, dynamite, ended up being used in violent conflict and not just in construction, for which it was originally designed.In other words, the physics community frequently weeds out the “carers”, the people who place value on caring above all else. This is probably one reason it is doing worse than almost any other field at gender and ethnic integration. This is also another reason that it is so easy for physicists to be recruited into the defense industry. We are taught that to be successful means we put our conscience down, that we let our role as guardians for each other and humanity take a back seat.

The few exceptions to this rule are the ones physics couldn’t ignore. Albert Einstein was an ardent anti-racism activist who could safely speak out because he was a Nobel Laureate who had made profound contributions to fundamental physics. But most of us won’t do something that stands out as strongly as relativity did. Does that mean we are not allowed to have a conscience? Many will be watching closely to find out what the answer is in the area of optical engineering where Paul Cottle recently quit his job because he objects to the sale of his Canadian-owned employer to a US-based arms maker responsible for weapons such as the infamous cluster bomb.

III. And you may ask yourself, where does this highway go?

Okay, so what is my point? My point is that as long as the funding for physics and astronomy is tied to the MIC, there will be a problem. And there will be physicists who love their physics and have learned that to succeed, they must love it above humanity. This comes back to my story about the astronomers at the Center for Adaptive Optics. The activists who gave them a hard time might have had a point, but they failed to understand one related to it: people are stuck in this funding system. What has the anti-war movement done to help us out? Physicists have always been forced into a black or white position: either you are doing something awful, or you are giving up your passion. Why does it have to be either/or? What if the people pursuing quantum mechanics had just quit? You might not be reading this blog on a computer. Yet physicists are often targeted, with little understanding about the political and economic context in which they develop and work.

Lise Meitner was called the mother of the A-bomb because of her role in discovering nuclear fission. In fact, a friend said that when she heard about Hiroshima her reaction was one of 'tears - shock - and then silence.' She was an ardent activist for women's rights and against anti-semitism.Right now, the funding model for physics (in the US) is inextricably tied to its ability to create weapons of mass destruction (which so far have only been used by the US). But, please remember that it is so much more than that. It is an inspiration. People love to hear about the cosmos, and they love the glory of having specialists, scientists, who work painstakingly to find out the details and relay them back to the rest of humanity. Those of you who are old enough will remember Carl Sagan’s TV series “Cosmos,” which was watched by tens of millions of people when it first aired. Humans just want to connect to the cosmos, even if it’s not what they think about every day, all day. Moreover, physics inspires the youth who become our engineers, the people who build the world around us.

I am honored to be part of this process of discovery and to be one of those tasked with “bringing home the physics bacon.” This is why I am writing to you, as a physicist, to ask for help. We need more no-strings-attached funding. Help us push to fund science for the reasons that you care, not the reasons that George Bush and Dick Cheney care. Organize to direct civilian funding to groups like the National Society of Black Physicists, so that they are in a position to choose not to take support from the CIA, FBI, and US Military without having to cut back on their services. In other words, claim physics for the people!

Obviously, physicists also need to start taking responsibility. In the aftermath of Hiroshima and Nagasaki, many came together to form what has become the Bulletin of Atomic Scientists, which sought to keep an eye on the destructive impact of physics. But this legacy of social commitment is forgotten history in our community. Remembering is crucial, as is doing more. It’s important to ensure that the Paul Cottles of the world feel safe standing up to the war machine and saying no. This means that faculty are responsible for not only teaching physics to budding physicists, but also for reminding them of their ethical duty. As my father said to me at my college graduation, “You’ve been given a lot of power. Now, use it properly.” It’s time for all of us to admit the power we have in the state and military apparati and use it to make peace, not war.

Moreover, science education needs an adrenaline shot. We ought to value our duty to communicate and share with the non-specialist public, to follow in the footsteps of great humanists like Carl Sagan. We need to start looking up, not down, to those who choose to teach. Organizations like The Algebra Project seek to build a bridge between math education and community development. It’s time for the scientific community to throw its support behind such projects. We must participate in making access to quality education a right, not a privilege.

As more seemingly endless wars pop up on the horizon, now is the time to reconsider what matters and who the real heroes are. We live in an era of tragic and perverse values that allows the carers to be framed as failures. From the girl who wants a ‘Women in Physics’ club to the guy who wants to teach summer physics programs for kids, we’re taking punches from all sides for who we are, for wanting to bridge the gap between doing physics and realizing our duty as members of humanity. Meanwhile, scientists who choose to assist the military are considered American Heroes. I cannot imagine a more false idol for our community. The true heroes are the physicists who not only commit to good research and good teaching, but also to refusing to kill. Physicists like pedagogy activist, researcher, and anti-war protester Sanjoy Mahajan are all too rare, particularly in the United States. The burden of this failure rests on all our shoulders.

Acknowledgments: The title of this article was inspired by the The Global Women’s Strike. Section titles come from “Once In A Lifetime” by the Talking Heads.

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about the author

Chanda Prescod-Weinstein is in the process of building a veritable cornucopia of degrees in physics and astronomy. The black hole of academia is a dark and dangerous place. In a perhaps related story, she also seems to be known as a trouble maker. She blogs at Disordered Cosmos.
View all posts by Chanda Prescod-Weinstein

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13 Comments

  • On 01.30.08 Selma wrote:

    Delighted to read this. Will move it around. Lots of love to all carers.

  • On 01.30.08 Jeremy wrote:

    This isn’t a criticism, I’m curious. What are other sources of funding for physic research other than military funding?

  • On 01.30.08 Peter wrote:

    Powerful. From the selection titles to the images, but more importantly your words. This is an article with lessons I will be sure to learn from and keep in mind for my own hopes of becoming a physicist. Thank you, to all those calling for a “Women in physics” club and for creating summer physics programs for kids; to carers like you I owe so much.

  • On 01.30.08 Chanda wrote:

    Jeremy, Your question probably deserves a completely separate entry because it is a good one. There are a few options:

    Until fairly recently the NSF and NASA were a decent source of no-strings-attached funding, but the Bush Administration has significantly chipped away at that. Of course, the NASA projects frequently involved satellites, which are often a mixed mission with both civilian and military goals.

    Some people think we should rely more heavily on private funding, such as the FQXi foundation (http://www.fqxi.org/) or Mike Laziridis who has been quite generous with the Perimeter Institute (my research base) in Waterloo, Ontario. There are pluses and minuses to doing that.

    What I would rather see is a move toward demilitarizing government work, meaning that something like the NSF gives out money for pure science research, somewhat akin to the way the National Endowment for the Arts used to encourage artistic growth in society. But as I said, we’re in a tight spot. Scientists don’t have a lot of options.

    I hope that as people become more aware of this they will become more interested in changing that. Chanda

  • On 01.30.08 Chanda wrote:

    I should add that there were two really good discussions about science funding over at Cosmic Variance a couple of weeks ago:
    http://cosmicvariance.com/2007/12/19/2008-is-looking-bleak/
    http://cosmicvariance.com/2007/12/20/what-is-interesting/

    The first talks about what a disaster the FY2008 Federal budget is for science, and the second discusses how resources should be divided up when we don’t have an infinite pot of gold.

  • On 01.31.08 fh wrote:

    You’re irritating, I read the first half, thought “boy oh boy do I disagree”, went home, read the second half and thought “Wait a second, that’s (a significant chunk) what I would have replied to the first half!”

    E.g. as you said given the funding situation physicists are caught between a hard place and a rock, so the jester like move to take some of the military funding and devote it to civil science seems to be the best one could do *within* the system. Your ire at the physicist proud of this trickery seems contradictory to me (with the details lacking)!

    E.g. Germany didn’t push to develop its own nukes partly because of a very public push of famous German physicists (dead white men the lot of them ;)) against nuclear armament. (Göttinger Erklärung)

    Anyway my observations differ sharply from yours, which shouldn’t be surprising given our in many aspects diametrically opposed backgrounds.
    Let me add some of them:

    * The only scholarship I ever got I got in large part because of my activities and interests outside of physics.

    * I know not a single physicist who studied with me, who did not ask himself at one point about the impact of science on society, and whether or not to continue science if it can only be done for the military.

    * There are two related questions: All knowledge has many uses, fusion was born out of the pure drive to understand, developed technologically to kill, never killed and now may play a part to save the planet. The pure scientist needs some awareness of what the knowledge they produce enables humanity to do, and has some responsibility in guiding humanity towards a rational use of science. But this concerns trying to influence society, not trying to do different science.

    * Technology, as opposed to science, can be much more focused on a certain application and most scientists I know would definitely draw the line at developing technology to kill (as opposed to developing science which among many uses also enables such technology).

    (Disclaimer: Due to the utter unlikelyhood that my own research has any relationship with reality I am safe from these moral quandrums myself. This is all Salon-pacifism)

    The questions are intertwined just as science and technology are.

    * Another somewhat related question lurks here: What to do with scientific data gained through unethical experiments? Can scientific data itself, which reflects reality

    * To me the struggle is not about carers/humanity and technologists/military. The struggle is a struggle that some dead white men started a few centuries ago in the project of enlightenment. It is the struggle of reason over irrationality. Science, by default and by its very nature is on the good side of this struggle. It tells us that there are definitely not sufficient biological differences between men and women, white skin and black skin to justify the disparities we see in our society. It tells us that we do not have to fear the vengeance of a jealous god which moves around the stars, but that the laws according to which things happen around us are comprehensible. Thereby putting our fate in our own hands, making us responsible for how and who we are.

    As an aside: On the other hand, as much as I often sympathize with or share their criticism, it are those who want us to get rid of technology, to get back to pre-technological times that are often champions of irrationality. Of a romantic ideal that never was nor ever can be.

    And after all our times are not that bad. (e.g.: http://pinker.wjh.harvard.edu/articles/media/2007_03_19_New%20Republic.pdf)

    As always there is lots more to say, I really should get a blog I guess :) Thanks for an (overall) good article! Frank

  • On 01.31.08 fh wrote:

    As a case study:

    http://www.armscontrol.de/dokumente/goettingen-eng.pdf

    A decent translation of the “Göttinger Erklärung”.

  • On 01.31.08 Chanda wrote:

    Hello Frank and others,

    It’s worth noting that taking money that comes with a post-9/11 defense bill meant getting money because the US was about to drop bombs all over people who arguably have done nothing to deserve it. There’s no way to make that money clean in my mind. The only way to get it was to cheer on a bill that helped start an outrageous war. Maybe the bill would have been passed whether astronomers were routing for it or not, but the question is whether you want to be the astronomer who hopes that a war-making bill passes. I don’t.

    That’s not to say I won’t take money from the NSF or the Department of Energy. I am happy to take money from a general pool provided by the government. But I refuse to take money from a bill that is specifically earmarked for a war. I refuse to take money from the Department of Defense and help them in any way, if only because they can say they funded good research (which of course mine will be!) and use it to get more money out of Congress to be spent on war and war preparation.

    You make a mistake if you think that my argument is that we should all go take money from the Department of Defense and then spend it on research that isn’t useful to the military. As is documented in Sanjoy Mahajan’s writings, the military often actively pushes funding for civilian science because they see how they benefit from it, as was the case with the Supercollider that ended up being cancelled. I tried to make this clear from my example with adaptive optics. Often times, it’s hard to separate out whether something is civilian or military.

    Since we’re in the same field of research, I’ll point out that perhaps you shouldn’t be so quick to abdicate responsibility for these issues. I have mentored students who went on to work in aerospace/defense work. I have often felt responsible for not taking the time to talk to the students I have interacted with about the impact that they potentially make. Sure airplanes are cool, but think carefully about what it means to work for Lockheed Martin.

    Plus, only someone omniscient knows that their funny little theory about spacetime will mean big things for the next generation of weapons. We have only to look to Einstein to know that sometimes our theories change the world in unexpected and horrific ways. Chanda

  • On 02.01.08 fh wrote:

    You can root for the bill to fail even if you would get money from it right? That was my caveat with the details and the important clarification of “within the system”, that is to say, since we know the bill is going to pass we may as well divert it as much as possible. I don’t say how the money then is dirty. In fact the point is that it has been prevented from being dirty because it has been diverted from funding a war.

    Of course the strategic humanistic goal is to change the system, to no longer have these bills pass at all.

    And I do fully believe that it is every scientists responsibility to be aware of the consequences of their actions in as far as possible. We can never know where each discovery will lead us. That is the nature of research after all. It can’t be separated into civilian and military because it’s neither.

    On the other hand, building a bomber for the US military is somewhat less open ended.

    Between these two extremes there is a world of greys and difficult judgments.

    “We have only to look to Einstein to know that sometimes our theories change the world in unexpected and horrific ways.”

    Einsteins theory didn’t change the world in horrific ways, it gave us new tools, tools which have kept us warm through nuclear energy, which might solve the CO2/energy problem in the long run, and also tools which for the first time enabled us to wipe out the human race. We took the theory and made tools with it that are horrific. But then we’ve always had horrific tools, starting with stones and sticks. Our responsibility has grown since but that doesn’t mean the world has become a more horrific place.
    Science in itself cuts many ways. But we also both know that Einsteins theory of GR hasn’t exactly found many technological applications (none as far as the full theory is concerned).

    You know as well as I do that our specific brand of science will not lead to technology for many centuries to come. If ever.

  • On 02.02.08 Yaacov wrote:

    Thanks for writing this! The Paul Cottle story seems to be gaining some momentum with a co-worker also quitting and MPs paying attention.
    A question I have is whether separation of funding from the MIC will mean that the results of research are significantly less applicable to warfare. Good optics seem to be useful for warfare regardless of who paid for their development. Atomic theory falls into the same category. Will cutting the tie between the MIC and funding be enough to make a significant difference?

  • On 02.02.08 Yaacov wrote:

    Thanks for writing this! The Paul Cottle story seems to be gaining some momentum with a co-worker also quitting and MPs paying attention.
    I agree with the objections being made that separation of funding from the MIC doesn’t mean that the results of research are significantly less applicable to warfare. If physicists care about whether their work is used to benefit others or harm them, then they need to argue against harm in general, not only against military funding or particular types of research.
    In response to fh, rooting for a bill to fail while benefiting from it financially may seem logical, but the psychologists tell us that those who adopt that stance usually end up undermining their rooting and becoming supporters of that which financially benefits them, sometimes without even realizing that that is what they are doing. Boycotts are also much more effective for making change than rooting for failure with your hands under the spigot, Paul Cottle’s resignation being a primary example.

  • On 02.03.08 fh wrote:

    I agree of course that it might be psychologically untenable in the long run, but in this case we are looking at a scenario where the scientists influence on the passing of the bill was nil anyways.

    I guess the main point I was trying to make was that there are two aspects here. If you just accept the system (MIC, etc.) as is then channeling funding to civilian purposes is certainly the right subversive thing to do.

    However the fact that you can gain this small victories within the system shouldn’t make you forget that the goal must remain to change the system.

  • On 02.03.08 Chanda wrote:

    In my mind it is obvious that there will always be bad eggs who want to do bad things. Hitler killing Jews (amongst others), Bush killing Afghanis & Iraqis, Israelis trapping Palestinians behind a wall and then wondering wherefore the bombs, etc. Science contributes to all of these things. As does literature, the existence of language etc. It is not language or science that is bad though, it is the people who use them for ill.

    Thus, when we raise the question of how to reduce the potential for science to be used for ill, we must ask how it ends up being used that way. First who directs its use, and second, who follows that direction? This is why it is so crucial that physicists discuss ethics with their students, that physicists not only think about their responsibility but also act on it. Physicists must become something more than parlor liberals who just talk about being conscious of wanting to object. They must become active conscientious objectors.

    In my mind, this is what makes Paul Cottle’s story so powerful. He took his responsibility to say “no” seriously. He didn’t just say, “Oh, I disagree. But oh well, back to work!” My hope is that if we encourage others to think that this is not only right, but it is normal, it is acceptable, and it is supported, then perhaps more will speak out, and it will at least be harder for the military to find people who will do their dirty work.

    Of course, this is no guarantee, but at least we can say we tried! In other words, as Emiliano Zapata said, “It is better to die on your feet than to live on your knees.”

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